| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Van Eck Associates Corp. | 1,614,261 | 276,918 | 36,224,016.84 | 0.0182 | 4.4563 | 06/30/2026 |
| 2 | Woodline Partners LP | 654,073 | 485,020 | 14,677,398.12 | 0.0438 | 1.8056 | 06/30/2026 |
| 3 | Millennium Management LLC | 579,751 | 462,315 | 13,009,612.44 | 0.0087 | 1.6005 | 06/30/2026 |
| 4 | Stifel Nicolaus & Co., Inc. (Investment Management) | 525,773 | -304,908 | 11,798,346.12 | 0.0123 | 1.4514 | 06/30/2026 |
| 5 | Pengana Capital Ltd. | 400,000 | 0 | 8,976,000 | 0.9208 | 1.1042 | 04/30/2026 |
| 6 | Old West Investment Management LLC | 345,185 | 345,185 | 7,745,951.4 | 0.7593 | 0.9529 | 06/30/2026 |
| 7 | Jane Street Capital LLC | 224,635 | 95,615 | 5,040,809.4 | 0.0029 | 0.6201 | 06/30/2026 |
| 8 | UBS Securities LLC | 94,126 | 70,256 | 2,112,187.44 | 0.0008 | 0.2598 | 06/30/2026 |
| 9 | Tudor Investment Corp. | 80,000 | 80,000 | 1,795,200 | 0.0077 | 0.2208 | 06/30/2026 |
| 10 | Point72 Asset Management LP | 68,808 | 20,485 | 1,544,051.52 | 0.0024 | 0.19 | 06/30/2026 |
| 11 | Nuveen Asset Management LLC | 59,579 | 59,579 | 1,336,952.76 | 0.0012 | 0.1645 | 06/30/2026 |
| 12 | Morgan Stanley & Co. LLC | 58,454 | -56,848 | 1,311,707.76 | 0.0004 | 0.1614 | 06/30/2026 |
| 13 | BlackRock Asset Management Canada Ltd. | 53,535 | 17,796 | 1,201,325.4 | 0.0009 | 0.1478 | 06/30/2026 |
| 14 | Envestnet Asset Management, Inc. | 48,006 | 48,006 | 1,077,254.64 | 0.0002 | 0.1325 | 06/30/2026 |
| 15 | BofA Securities, Inc. | 29,044 | 19,805 | 651,747.36 | 0.0009 | 0.0802 | 06/30/2026 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | VanEck Rare Earth and Strategic Metals ETF | 998,329 | -749,640 | 22,402,502.76 | 0.9771 | 2.756 | 07/31/2026 |
| 2 | VanEck UCITS ETFs Plc - Rare Earth & Strategic Metals UCITS | 557,011 | 528,778 | 12,499,326.84 | 0.9814 | 1.5377 | 07/31/2026 |
| 3 | Pengana High Conviction Equities Fund | 400,000 | 0 | 8,976,000 | 9.9342 | 1.1042 | 04/30/2026 |
| 4 | iShares S&P/TSX Global Base Metals Index ETF | 53,226 | 10,175 | 1,194,391.44 | 0.2427 | 0.1469 | 07/31/2026 |
| 5 | BMO Equal Weight Glb. Base Metals Hedged to CAD Index ETF | 29,129 | 29,129 | 653,654.76 | 1.0151 | 0.0804 | 07/31/2026 |
| 6 | FTIF SICAV - Franklin Natural Resources Fund | 24,251 | 24,251 | 544,192.44 | 0.1349 | 0.0669 | 07/31/2026 |
| 7 | PLUS Global Rare Earth&Strategic Metals Company ETF | 9,108 | -17,610 | 204,383.52 | 0.7914 | 0.0251 | 07/31/2026 |
| 8 | ActivePassive International Equity ETF | 4,339 | 4,339 | 97,367.16 | 0.0084 | 0.012 | 07/31/2026 |
| 9 | Fidelity Nasdaq Composite Index Fund | 4,090 | 1,232 | 91,779.6 | 0.0003 | 0.0113 | 06/30/2026 |
| 10 | Morgan Stanley Pathway Small-Mid Cap Equity ETF | 1,499 | 1,499 | 33,637.56 | 0.0047 | 0.0041 | 07/31/2026 |
| 11 | Nicholas Defense & Rare Earth Income ETF | 1,374 | 1,374 | 30,832.56 | 0.4459 | 0.0038 | 07/31/2026 |
| 12 | Carbon Collective Climate Solutions US Equity ETF | 1,230 | -28 | 27,601.2 | 0.0591 | 0.0034 | 07/31/2026 |
| 13 | WisdomTree Efficient Rare Earth Plus Strategic Metals Fund | 1,182 | 1,182 | 26,524.08 | 0.4571 | 0.0033 | 07/31/2026 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Woodline Partners LP | 654,073 | 485,020 | 14,677,398.12 | 0.0438 | 1.8056 | 06/30/2026 |
| 2 | Millennium Management LLC | 579,751 | 462,315 | 13,009,612.44 | 0.0087 | 1.6005 | 06/30/2026 |
| 3 | Old West Investment Management LLC | 345,185 | 345,185 | 7,745,951.4 | 0.7593 | 0.9529 | 06/30/2026 |
| 4 | Van Eck Associates Corp. | 1,614,261 | 276,918 | 36,224,016.84 | 0.0182 | 4.4563 | 06/30/2026 |
| 5 | Jane Street Capital LLC | 224,635 | 95,615 | 5,040,809.4 | 0.0029 | 0.6201 | 06/30/2026 |
| 6 | Tudor Investment Corp. | 80,000 | 80,000 | 1,795,200 | 0.0077 | 0.2208 | 06/30/2026 |
| 7 | UBS Securities LLC | 94,126 | 70,256 | 2,112,187.44 | 0.0008 | 0.2598 | 06/30/2026 |
| 8 | Nuveen Asset Management LLC | 59,579 | 59,579 | 1,336,952.76 | 0.0012 | 0.1645 | 06/30/2026 |
| 9 | Envestnet Asset Management, Inc. | 48,006 | 48,006 | 1,077,254.64 | 0.0002 | 0.1325 | 06/30/2026 |
| 10 | HRT Financial LP | 28,297 | 28,297 | 634,984.68 | 0.0016 | 0.0781 | 06/30/2026 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Stifel Nicolaus & Co., Inc. (Investment Management) | 525,773 | -304,908 | 11,798,346.12 | 0.0123 | 1.4514 | 06/30/2026 |
| 2 | Shay Capital LLC | 0 | -135,245 | 0 | 0 | 0 | |
| 3 | Morgan Stanley & Co. LLC | 58,454 | -56,848 | 1,311,707.76 | 0.0004 | 0.1614 | 06/30/2026 |
| 4 | Private Advisor Group LLC | 0 | -37,147 | 0 | 0 | 0 | |
| 5 | Citadel Securities LLC | 0 | -21,760 | 0 | 0 | 0 | |
| 6 | Quadrature Capital Ltd. | 0 | -14,918 | 0 | 0 | 0 | |
| 7 | Corigliano Investment Advisers LLC | 0 | -10,010 | 0 | 0 | 0 | |
| 8 | Qube Research & Technologies Ltd. | 0 | -9,927 | 0 | 0 | 0 | |
| 9 | Verition Fund Management LLC | 0 | -8,683 | 0 | 0 | 0 | |
| 10 | XY Capital Ltd. | 0 | -8,022 | 0 | 0 | 0 |
Data provided by FactSet Research Systems Inc.