| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Van Eck Associates Corp. | 2,180,089 | 1,349,358 | 78,592,208.45 | 0.0422 | 6.4237 | 03/31/2026 |
| 2 | Stifel Nicolaus & Co., Inc. (Investment Management) | 646,480 | -252,570 | 23,305,604 | 0.0255 | 1.9049 | 03/31/2026 |
| 3 | Woodline Partners LP | 469,115 | 368,908 | 16,911,595.75 | 0.0567 | 1.3823 | 03/31/2026 |
| 4 | Pengana Capital Ltd. | 400,000 | 0 | 14,420,000 | 1.5588 | 1.1786 | 02/27/2026 |
| 5 | Shay Capital LLC | 213,000 | 140,613 | 7,678,650 | 0.8756 | 0.6276 | 03/31/2026 |
| 6 | Millennium Management LLC | 164,725 | 164,725 | 5,938,336.25 | 0.0041 | 0.4854 | 03/31/2026 |
| 7 | Jane Street Capital LLC | 71,249 | -8,126 | 2,568,526.45 | 0.0022 | 0.2099 | 03/31/2026 |
| 8 | Private Advisor Group LLC | 63,111 | 54,896 | 2,275,151.55 | 0.0096 | 0.186 | 03/31/2026 |
| 9 | UBS Securities LLC | 60,272 | 26,809 | 2,172,805.6 | 0.0008 | 0.1776 | 03/31/2026 |
| 10 | Morgan Stanley & Co. LLC | 53,191 | 3,913 | 1,917,535.55 | 0.0006 | 0.1567 | 03/31/2026 |
| 11 | BlackRock Asset Management Canada Ltd. | 46,061 | 4,846 | 1,660,499.05 | 0.0013 | 0.1357 | 03/31/2026 |
| 12 | Quadrature Capital Ltd. | 40,026 | 29,579 | 1,442,937.3 | 0.0137 | 0.1179 | 03/31/2026 |
| 13 | XTX Markets LLC | 28,915 | 28,915 | 1,042,385.75 | 0.0163 | 0.0852 | 03/31/2026 |
| 14 | Point72 Asset Management LP | 24,557 | 24,557 | 885,279.85 | 0.0013 | 0.0724 | 03/31/2026 |
| 15 | BMO Asset Management, Inc. | 24,244 | 24,244 | 873,996.2 | 0.0004 | 0.0714 | 03/31/2026 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | VanEck Rare Earth and Strategic Metals ETF | 1,526,396 | 348,269 | 55,026,575.8 | 1.9114 | 4.4975 | 05/29/2026 |
| 2 | VanEck UCITS ETFs Plc - Rare Earth & Strategic Metals UCITS | 786,060 | 786,060 | 28,337,463 | 1.9144 | 2.3161 | 05/29/2026 |
| 3 | Pengana High Conviction Equities Fund | 400,000 | 0 | 14,420,000 | 14.9912 | 1.1786 | 02/27/2026 |
| 4 | iShares S&P/TSX Global Base Metals Index ETF | 50,269 | 9,186 | 1,812,197.45 | 0.3915 | 0.1481 | 05/29/2026 |
| 5 | BMO Equal Weight Glb. Base Metals Hedged to CAD Index ETF | 27,214 | 27,214 | 981,064.7 | 1.6607 | 0.0802 | 05/31/2026 |
| 6 | PLUS Global Rare Earth&Strategic Metals Company ETF | 15,856 | -10,263 | 571,608.8 | 1.5928 | 0.0467 | 05/29/2026 |
| 7 | Fidelity Nasdaq Composite Index Fund | 4,090 | 1,232 | 147,444.5 | 0.0006 | 0.0121 | 04/30/2026 |
| 8 | ActivePassive International Equity ETF | 2,052 | -221 | 73,974.6 | 0.0071 | 0.006 | 05/29/2026 |
| 9 | WisdomTree Efficient Rare Earth Plus Strategic Metals Fund | 1,555 | 1,555 | 56,057.75 | 0.7476 | 0.0046 | 05/29/2026 |
| 10 | Nicholas Defense & Rare Earth Income ETF | 1,413 | 1,413 | 50,938.65 | 0.7555 | 0.0042 | 05/29/2026 |
| 11 | Carbon Collective Climate Solutions US Equity ETF | 1,162 | -22 | 41,890.1 | 0.0901 | 0.0034 | 05/29/2026 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Van Eck Associates Corp. | 2,180,089 | 1,349,358 | 78,592,208.45 | 0.0422 | 6.4237 | 03/31/2026 |
| 2 | Woodline Partners LP | 469,115 | 368,908 | 16,911,595.75 | 0.0567 | 1.3823 | 03/31/2026 |
| 3 | Millennium Management LLC | 164,725 | 164,725 | 5,938,336.25 | 0.0041 | 0.4854 | 03/31/2026 |
| 4 | Shay Capital LLC | 213,000 | 140,613 | 7,678,650 | 0.8756 | 0.6276 | 03/31/2026 |
| 5 | Private Advisor Group LLC | 63,111 | 54,896 | 2,275,151.55 | 0.0096 | 0.186 | 03/31/2026 |
| 6 | Quadrature Capital Ltd. | 40,026 | 29,579 | 1,442,937.3 | 0.0137 | 0.1179 | 03/31/2026 |
| 7 | XTX Markets LLC | 28,915 | 28,915 | 1,042,385.75 | 0.0163 | 0.0852 | 03/31/2026 |
| 8 | UBS Securities LLC | 60,272 | 26,809 | 2,172,805.6 | 0.0008 | 0.1776 | 03/31/2026 |
| 9 | Point72 Asset Management LP | 24,557 | 24,557 | 885,279.85 | 0.0013 | 0.0724 | 03/31/2026 |
| 10 | BMO Asset Management, Inc. | 24,244 | 24,244 | 873,996.2 | 0.0004 | 0.0714 | 03/31/2026 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Stifel Nicolaus & Co., Inc. (Investment Management) | 646,480 | -252,570 | 23,305,604 | 0.0255 | 1.9049 | 03/31/2026 |
| 2 | Symmetry Peak Management LLC | 0 | -29,425 | 0 | 0 | 0 | |
| 3 | Cubist Systematic Strategies LLC | 0 | -12,388 | 0 | 0 | 0 | |
| 4 | Marex Prime Services Ltd. | 0 | -12,085 | 0 | 0 | 0 | |
| 5 | Kestra Advisory Services LLC | 12,250 | -11,282 | 441,612.5 | 0.0015 | 0.0361 | 03/31/2026 |
| 6 | Massar Capital Management LP | 0 | -9,500 | 0 | 0 | 0 | |
| 7 | Jane Street Capital LLC | 71,249 | -8,126 | 2,568,526.45 | 0.0022 | 0.2099 | 03/31/2026 |
| 8 | Summit Trail Advisors LLC | 0 | -6,862 | 0 | 0 | 0 | |
| 9 | Vanguard Personalized Indexing Management LLC | 0 | -6,022 | 0 | 0 | 0 | |
| 10 | Osaic Advisory Services LLC | 22,325 | -6,000 | 804,816.25 | 0.0116 | 0.0658 | 03/31/2026 |
Data provided by FactSet Research Systems Inc.