| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Redmile Group LLC | 2,164,777 | 0 | 14,482,358.13 | 0.8539 | 4.5831 | 03/31/2026 |
| 2 | Nantahala Capital Management LLC | 2,146,731 | 1,104,304 | 14,361,630.39 | 0.8513 | 4.5449 | 03/31/2026 |
| 3 | Citadel Advisors LLC | 1,166,473 | 1,166,473 | 7,803,704.37 | 0.0071 | 2.4696 | 03/31/2026 |
| 4 | Millennium Management LLC | 1,074,191 | 775,679 | 7,186,337.79 | 0.0049 | 2.2742 | 03/31/2026 |
| 5 | Great Point Partners LLC | 1,020,489 | 1,020,489 | 6,827,071.41 | 1.5824 | 2.1605 | 03/31/2026 |
| 6 | Ikarian Capital LLC | 865,784 | -35,000 | 5,792,094.96 | 0.9526 | 1.833 | 03/31/2026 |
| 7 | Tetragon Partners UK LLP | 630,161 | 630,161 | 4,215,777.09 | 0.5512 | 1.3341 | 03/31/2026 |
| 8 | Medical Strategy GmbH | 551,856 | 383,599 | 3,691,916.64 | 0.3929 | 1.1683 | 03/31/2026 |
| 9 | Jones Hill Capital LP | 301,604 | 301,604 | 2,017,730.76 | 0.4506 | 0.6385 | 03/31/2026 |
| 10 | SG Americas Securities LLC | 286,698 | -21,591 | 1,918,009.62 | 0.0018 | 0.607 | 03/31/2026 |
| 11 | UBS Securities LLC | 245,737 | -45,462 | 1,643,980.53 | 0.0006 | 0.5203 | 03/31/2026 |
| 12 | Boothbay Fund Management LLC | 209,088 | -70,549 | 1,398,798.72 | 0.0292 | 0.4427 | 03/31/2026 |
| 13 | BMO Asset Management, Inc. | 197,901 | 49,119 | 1,323,957.69 | 0.0006 | 0.419 | 03/31/2026 |
| 14 | Reichmuth & Co. Integrale Vermogensverwaltung AG | 174,295 | 80,137 | 1,166,033.55 | 0.8724 | 0.369 | 02/27/2026 |
| 15 | BlackRock Fund Advisors | 173,673 | 141,896 | 1,161,872.37 | 0 | 0.3677 | 03/31/2026 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | FCP Medical - BioHealth | 551,856 | 383,599 | 3,691,916.64 | 0.3791 | 1.1683 | 03/31/2026 |
| 2 | RIM Global - Bioscience | 174,295 | 80,137 | 1,166,033.55 | 1.0538 | 0.369 | 02/27/2026 |
| 3 | iShares Biotechnology ETF | 166,113 | 125,976 | 1,111,295.97 | 0.0141 | 0.3517 | 05/29/2026 |
| 4 | Galileo - Biotech Innovation Fund | 58,645 | 0 | 392,335.05 | 0.9985 | 0.1242 | 12/31/2025 |
| 5 | iShares IV Plc - NASDAQ US Biotechnology UCITS ETF | 37,307 | 1,949 | 249,583.83 | 0.0282 | 0.079 | 05/29/2026 |
| 6 | Vifag 2002, SICAV | 29,983 | 29,983 | 200,586.27 | 0.1828 | 0.0635 | 12/31/2025 |
| 7 | Fidelity Nasdaq Composite Index Fund | 29,538 | 0 | 197,609.22 | 0.0007 | 0.0625 | 04/30/2026 |
| 8 | Lumyna - MW TOPS UCITS Fund | 19,672 | 0 | 131,605.68 | 0.0047 | 0.0416 | 03/31/2025 |
| 9 | Invesco Markets Plc - NASDAQ Biotech UCITS ETF | 15,338 | -1,254 | 102,611.22 | 0.0252 | 0.0325 | 05/29/2026 |
| 10 | State Street SPDR S&P International Small Cap ETF | 9,385 | 143 | 62,785.65 | 0.0071 | 0.0199 | 05/29/2026 |
| 11 | ActivePassive International Equity ETF | 8,695 | 8,695 | 58,169.55 | 0.0056 | 0.0184 | 05/29/2026 |
| 12 | China Universal Nasdaq Biotechnology Index ETF | 7,653 | -1,793 | 51,198.57 | 0.0248 | 0.0162 | 12/31/2025 |
| 13 | China Universal Global Healthcare Mixed Fund | 6,000 | 6,000 | 40,140 | 0.0498 | 0.0127 | 12/31/2025 |
| 14 | Steward Values Enhanced International Fund | 5,800 | 0 | 38,802 | 0.0124 | 0.0123 | 04/30/2026 |
| 15 | Invesco Nasdaq Biotechnology ETF | 2,476 | 254 | 16,564.44 | 0.0248 | 0.0052 | 05/29/2026 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Citadel Advisors LLC | 1,166,473 | 1,166,473 | 7,803,704.37 | 0.0071 | 2.4696 | 03/31/2026 |
| 2 | Nantahala Capital Management LLC | 2,146,731 | 1,104,304 | 14,361,630.39 | 0.8513 | 4.5449 | 03/31/2026 |
| 3 | Great Point Partners LLC | 1,020,489 | 1,020,489 | 6,827,071.41 | 1.5824 | 2.1605 | 03/31/2026 |
| 4 | Millennium Management LLC | 1,074,191 | 775,679 | 7,186,337.79 | 0.0049 | 2.2742 | 03/31/2026 |
| 5 | Tetragon Partners UK LLP | 630,161 | 630,161 | 4,215,777.09 | 0.5512 | 1.3341 | 03/31/2026 |
| 6 | Medical Strategy GmbH | 551,856 | 383,599 | 3,691,916.64 | 0.3929 | 1.1683 | 03/31/2026 |
| 7 | Jones Hill Capital LP | 301,604 | 301,604 | 2,017,730.76 | 0.4506 | 0.6385 | 03/31/2026 |
| 8 | Seven Fleet Capital Management LP | 156,759 | 156,759 | 1,048,717.71 | 0.328 | 0.3319 | 03/31/2026 |
| 9 | Adar1 Capital Management LLC | 172,157 | 153,514 | 1,151,730.33 | 0.0691 | 0.3645 | 03/31/2026 |
| 10 | BNP Paribas Financial Markets | 147,668 | 147,068 | 987,898.92 | 0.0005 | 0.3126 | 03/31/2026 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Lombard Odier Asset Management (USA) Corp. | 0 | -1,844,948 | 0 | 0 | 0 | |
| 2 | Morgan Stanley & Co. LLC | 41,871 | -1,079,136 | 280,116.99 | 0.0001 | 0.0886 | 03/31/2026 |
| 3 | Cantor Fitzgerald Europe | 0 | -801,306 | 0 | 0 | 0 | |
| 4 | M28 Capital Management LP | 101,203 | -83,897 | 677,048.07 | 1.5047 | 0.2143 | 03/31/2026 |
| 5 | Boothbay Fund Management LLC | 209,088 | -70,549 | 1,398,798.72 | 0.0292 | 0.4427 | 03/31/2026 |
| 6 | Morgan Stanley Smith Barney LLC (Investment Management) | 23,238 | -63,101 | 155,462.22 | 0 | 0.0492 | 03/31/2026 |
| 7 | Woodline Partners LP | 0 | -62,459 | 0 | 0 | 0 | |
| 8 | Osaic Wealth, Inc. (Investment Management) | 0 | -62,171 | 0 | 0 | 0 | |
| 9 | HSBC Bank Plc (Broker) | 122,834 | -50,039 | 821,759.46 | 0.0016 | 0.2601 | 03/31/2026 |
| 10 | Two Sigma Investments LP | 16,203 | -47,044 | 108,398.07 | 0.0001 | 0.0343 | 03/31/2026 |
Data provided by FactSet Research Systems Inc.