| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Barclays Bank Plc (Private Banking) | 1,706,500 | 997,244 | 3,600,715 | 0.0018 | 0.9086 | 03/31/2026 |
| 2 | Morgan Stanley & Co. LLC | 150,784 | 146,747 | 318,154.24 | 0.0001 | 0.0803 | 03/31/2026 |
| 3 | Oasis Management (Hong Kong) LLC | 97,629 | 50,000 | 205,997.19 | 0.0191 | 0.052 | 03/31/2026 |
| 4 | SSgA Funds Management, Inc. | 64,902 | -1,298 | 136,943.22 | 0 | 0.0346 | 03/31/2026 |
| 5 | XTX Markets LLC | 45,266 | 34,707 | 95,511.26 | 0.0015 | 0.0241 | 03/31/2026 |
| 6 | China Universal Asset Management Co., Ltd. | 35,000 | 35,000 | 73,850 | 0.0002 | 0.0186 | 03/31/2026 |
| 7 | Invesco Capital Management LLC | 33,793 | 33,793 | 71,303.23 | 0 | 0.018 | 03/31/2026 |
| 8 | Point72 Asset Management LP | 31,852 | 31,852 | 67,207.72 | 0.0001 | 0.017 | 03/31/2026 |
| 9 | Goldman Sachs & Co. LLC (Private Banking) | 28,633 | -10,610 | 60,415.63 | 0 | 0.0152 | 03/31/2026 |
| 10 | Geode Capital Management LLC | 26,703 | 16,554 | 56,343.33 | 0 | 0.0142 | 03/31/2026 |
| 11 | HHLR Advisors Ltd. | 19,156 | 0 | 40,419.16 | 0.0003 | 0.0102 | 03/31/2026 |
| 12 | Nomura Global Financial Products, Inc. | 17,586 | 17,586 | 37,106.46 | 0.0004 | 0.0094 | 03/31/2026 |
| 13 | Virtu Americas LLC | 15,065 | 15,065 | 31,787.15 | 0.0011 | 0.008 | 03/31/2026 |
| 14 | Centiva Capital LP | 12,537 | 12,537 | 26,453.07 | 0.0011 | 0.0067 | 03/31/2026 |
| 15 | Citigroup Global Markets, Inc. (Investment Management) | 3,900 | 0 | 8,229 | 0 | 0.0021 | 03/31/2026 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | State Street SPDR S&P Emerging Markets Small Cap ETF | 46,664 | -22,659 | 98,461.04 | 0.0138 | 0.0248 | 05/29/2026 |
| 2 | Fidelity Nasdaq Composite Index Fund | 33,086 | 22,937 | 69,811.46 | 0.0003 | 0.0176 | 04/30/2026 |
| 3 | Invesco Golden Dragon China ETF | 31,660 | 31,660 | 66,802.6 | 0.0682 | 0.0169 | 05/29/2026 |
| 4 | Harvest Global Innovation Leader QDII | 13,621 | 13,621 | 28,740.31 | 0.1417 | 0.0073 | 12/31/2025 |
| 5 | China Universal Global Auto Industry Upgrade Hybrid Fund QDII | 10,000 | 10,000 | 21,100 | 0.2486 | 0.0053 | 12/31/2025 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Barclays Bank Plc (Private Banking) | 1,706,500 | 997,244 | 3,600,715 | 0.0018 | 0.9086 | 03/31/2026 |
| 2 | Morgan Stanley & Co. LLC | 150,784 | 146,747 | 318,154.24 | 0.0001 | 0.0803 | 03/31/2026 |
| 3 | Oasis Management (Hong Kong) LLC | 97,629 | 50,000 | 205,997.19 | 0.0191 | 0.052 | 03/31/2026 |
| 4 | China Universal Asset Management Co., Ltd. | 35,000 | 35,000 | 73,850 | 0.0002 | 0.0186 | 03/31/2026 |
| 5 | XTX Markets LLC | 45,266 | 34,707 | 95,511.26 | 0.0015 | 0.0241 | 03/31/2026 |
| 6 | Invesco Capital Management LLC | 33,793 | 33,793 | 71,303.23 | 0 | 0.018 | 03/31/2026 |
| 7 | Point72 Asset Management LP | 31,852 | 31,852 | 67,207.72 | 0.0001 | 0.017 | 03/31/2026 |
| 8 | Nomura Global Financial Products, Inc. | 17,586 | 17,586 | 37,106.46 | 0.0004 | 0.0094 | 03/31/2026 |
| 9 | Geode Capital Management LLC | 26,703 | 16,554 | 56,343.33 | 0 | 0.0142 | 03/31/2026 |
| 10 | Virtu Americas LLC | 15,065 | 15,065 | 31,787.15 | 0.0011 | 0.008 | 03/31/2026 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Harvest Fund Management Co., Ltd. | 0 | -261,574 | 0 | 0 | 0 | |
| 2 | Marshall Wace LLP | 0 | -77,339 | 0 | 0 | 0 | |
| 3 | UBS Securities LLC | 10 | -14,597 | 21.1 | 0 | 0 | 03/31/2026 |
| 4 | Goldman Sachs & Co. LLC (Private Banking) | 28,633 | -10,610 | 60,415.63 | 0 | 0.0152 | 03/31/2026 |
| 5 | SSgA Funds Management, Inc. | 64,902 | -1,298 | 136,943.22 | 0 | 0.0346 | 03/31/2026 |
| 6 | RhumbLine Advisers LP | 378 | -80 | 797.58 | 0 | 0.0002 | 03/31/2026 |
| 7 | Bank of America, NA (Private Banking) | 0 | -57 | 0 | 0 | 0 | |
| 8 | Morgan Stanley Smith Barney LLC (Investment Management) | 23 | -23 | 48.53 | 0 | 0 | 03/31/2026 |
| 9 | EverSource Wealth Advisors LLC | 0 | -11 | 0 | 0 | 0 | |
| 10 | Vermillion & White Wealth Management Group LLC | 0 | -10 | 0 | 0 | 0 |
Data provided by FactSet Research Systems Inc.